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The series 65 exam the nasaa investment advisers law examination is a north american securities administrators association nasaa exam administered by finra. The study guide contains charts, graphs and practice questions, as well as a glossary of key terms. All classes will be held via livestream through june. Kaplan is a leading educational corporation and test preparation institute based in new york city. Students rate kaplan highly for the effective course material, coaching and sample tests. I took the practice exam and got a 76% and the mastery exam and got an 80%. The series 65 is a securities license required by most u.
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Series 65 securities individual courses kaplan financial education. Series 65 video lesson and testtaking strategy session. Passed series 65 with bad kaplan practice exam scores. The number one series 65 exam prep provider i hear recommended most often is kaplans series 65 program. Each study package is designed by our team of subject matter experts and learning engineers who strategically combine instruction with study tools to help you retain more information and pass your qualification exam. The series 65 examination is required by most states for individuals that act as investment adviser representatives. The series 7 exam hedge fund law blog chuck lowenstein november 4, 2008 at 10. Our series 65 courses will prepare you for your exam. So if you have series 7, opt for the 66, its a little shorter.
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Kaplan series 65 uniform investment adviser law exam securities class notes 2016 10th edition by kaplan financial education oct 1, 2016 spiralbound. Series 65 securities study materials kaplan financial. Brian lee has been helping students pass their exams for over 20 years. Kaplan series 65 class notes uniform investment adviser law. Took series 6 and 63 with them and passed both the first try and.
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Brian began teaching series 7 in 1995 in portland, or and seattle, wa and is the founder of testgeek exam prep, llc. Kaplan series 65 class notes uniform investment adviser law exam on. How to ace the grueling series 65 exam and keep your wits. I used both the kaplan manual and cd, and the materials from passperfect. How to ace the grueling series 65 exam and keep your wits and. The timer of the exam will not stop once the exam starts. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients. Solutions include live class, online class, self study books, and practice exam questions. Comments on the series 65 and series 66 exam hedge fund law blog martin april 20, 2009 at 10. Do not use the browser back button while doing this test. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary tools to help you prepare, practice, and perform on the. Prepare with kaplan s industry experts for your series 65 exam by registering for a live or online class. A dry erase board, markers and a calculator are supplied for your use, so do not rely on accessing any notes and such during the exam. Bob walker breaks down quantitative methods for the series 65 exam.